EXPERIENCED INDUSTRY PRACTITIONERS
Business and Regulatory Change
Accurate trade reporting is a major regulatory requirement, particularly with MiFID II and the new SFTR obligations. Information needs to be complete, accurate and timely. This is an area which is very visible to regulators. Dantum can help ensure you are compliant.
BUSINESS PROCESS ENGINEERING
The MiFID II regulation required a complete rework of the front to back trade flow. Now the transition of LIBOR to the new ARRs and further incoming regulation such as FRTB presents significant challenges. Dantum can help ensure you have taken the necessary preparations.
SUPERVISION AND SURVEILLANCE
With the update of MAR and the requirement to now capture orders as well as transactions from MiFID II, adequate Surveillance has become a big challenge. The new SMCR legislation further makes managers accountable. Dantum can help ensure these changes in Surveillance and Supervision are embedded in your firm.
The FCA has signalled that IBORs will be phased out by the end of 2021. We offer an essential training course accredited by the CISI to ensure you understand the challenges and take the necessary steps.