EXPERIENCED INDUSTRY PRACTITIONERS
Business and Regulatory Change
We are focussed using our skill-set as a team of ex-market practitioners and conduct risk specialists on the areas of Strategy and Risk Mitigation, Exposure pricing, model and risk analytics and Operation and Technology impact. Our team has detailed experience of portfolio migration and conduct risk (Section 166 Swaps miss-selling).
We are experienced front office practitioners managing business and regulatory change.
We can provide independent assurance on key regulations and initiatives such as MiFID II, LIBOR migration and Front office IT. These areas are highly visible to regulators.
Dantum can help ensure you avoid gaps and deliver compliant solutions.
BUSINESS PROCESS ENGINEERING
We are experienced in business process engineering and understand the front to back trade flows.
MiFID II required a complete rework of these flows and now the transition of LIBOR to the new ARRs presents significant challenges.
Dantum can help institutions ensure they have made the necessary preparations.
SUPERVISION AND SURVEILLANCE
With the update of MAR and the requirement to now capture orders as well as transactions from MiFID II record keeping, adequate Surveillance has become a big challenge.
The new SMCR legislation further makes managers accountable.
Dantum can help ensure these changes in Surveillance and Supervision are embedded in your firm and its culture.